Monthly Newsletter

Vigilant Monthly Newsletter | May 2022

For May’s version of Vigilant’s Monthly Newsletter, we saw an important SEC Proposed Rule, SEC Releases, and important insights from Vigilant. Below is a brief […]

Read More

Vigilant Monthly Newsletter | April 2022

For April’s version of Vigilant’s Monthly Newsletter, we saw important SEC Proposed Rules, Risk Alerts, and important insights from Vigilant. Below is a brief overview […]

Read More

Vigilant Monthly Newsletter | March 2022

In March, we saw important SEC/FINRA Releases and important insights from Vigilant. Below is a brief overview of what took place in the month of […]

Read More

Vigilant Monthly Newsletter | February 2022

In February, we saw important SEC Releases and important insights from Vigilant. Below is a brief overview of what took place in the month of […]

Read More

Vigilant Monthly Newsletter | January 2022

In January, we saw important Risk Alerts, SEC Staff Releases, and important insights from Vigilant. Below is a brief overview of what took place in […]

Read More

Vigilant Monthly Newsletter | December 2021

December brought some important SEC Releases and important insights from Vigilant as we ended 2021. Below is a brief overview of what took place in […]

Read More

Important Items You May Have Missed In November

Vigilant Newsletter | November 2021 November brought some important Risk Alerts and important insights from Vigilant on “Preparing for 2022”. Also, there are important upcoming filings […]

Read More

October 2021 Recap | Vigilant Monthly Newsletter

Vigilant Newsletter | October 2021   October brought some important insights from the thought leaders at Vigilant, our Marketing Rule Webinar Replay, and important SEC […]

Read More

September 2021 Recap | Vigilant Monthly Newsletter

  Vigilant Newsletter | September 2021   In Case You Missed It: Due to the overwhelming demand for our New Marketing Rule Webinar on Wednesday, […]

Read More

August 2021 Recap | Vigilant Newsletter

    Vigilant Newsletter | August 2021 Compliance Recap In the month of August there were many important SEC Releases, as well some insights and takeaways from […]

Read More

July 2021 Recap

July 2021 Recap| Monthly Newsletters In the month of July there were many important SEC Releases and Risk Alerts, as well some insights and takeaways from the thought leaders […]

Read More

June 2021 Compliance Recap

Compliance Recap June 2021 | Monthly Newsletter  In the month of June there were many important SEC Releases, as well as quite a few insights and takeaways from […]

Read More