Vigilant’s experienced professionals have extensive knowledge in Investment Adviser, Broker-Dealer, Mutual Fund, Private Equity, and Cybersecurity compliance, risk, and technology. Vigilant provides insights on best practices, trends, and industry news. Our blog consolidates all SEC, Vigilant, and industry-specific compliance alerts, white papers, articles, etc., to help you stay informed and find the information that you will need and find useful.
Download Materials from our ESG Investing Webinar
May 27, 2021Supplemental Materials from Asset Managers Guide to ESG Investing Webinar ESG Investing Webinar Deck VA ESG Presentation PH Impact Investing[...]
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Asset Managers Guide to ESG Investing Webinar Agenda is out! Have you Registered?
May 24, 2021Vigilant’s ESG Webinar with Law Firm, Paul Hastings LLP is tomorrow, May 25th at 1:00PM ET! Have you saved[...]
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Vigilant & Paul Hastings, LLP’s Assets Managers Guide to ESG Investing Webinar: 5 Days Remaining!
May 20, 2021Vigilant’s ESG Webinar with Law Firm, Paul Hastings LLP is quickly approaching with 5 days to go! Have you saved[...]
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Vigilant Newsletter for April 2021
May 18, 2021With less than one week to go it is important to register for Vigilant’s ESG Investing webinar with Paul Hastings, LLP. To[...]
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S&P Dow Jones Indices Gets Charged with Failures Relating to Volatility-Related Index
May 17, 2021On May 17th, 2021, the SEC settled charges with S&P Dow Jones Indices for Failures Relating to Volatility-Related Index for which[...]
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Vigilant and Paul Hastings, LLP’s ESG Investing Webinar – Who? What? Where? When? Why?
May 12, 2021With the webinar quickly approaching in under a week it is important for those that have not yet registered to see[...]
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Vigilant Announces ESG Webinar Hosted with Paul Hastings, LLP on May 25th, 2021
May 04, 2021Over the past few weeks, months, and in recent years, ESG has gained more popularity from investors, money managers, and even[...]
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Vigilant’s Snap Shot and Guidance on the SEC Marketing Rule
April 26, 2021As the SEC Marketing Rule’s Effective Date approaches on May 4th (Compliance Date is November 22nd, 2022), it is important to have[...]
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5 Forecasted Trends in Compliance after Q1
April 19, 2021We’ve Compared 2022 vs. 2021 Priorities Here As Q1 comes to an end, we have seen a lot of[...]
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EXAMS Provides a Risk Alert on their Review of ESG Investing
April 12, 2021On April 9th, 2021 the Division of Examinations (EXAMS) released a Risk Alert on their Review of ESG Investing. Recently,[...]
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Vigilant Insights Rule 6c-11
April 07, 2021Vigilant has provided content on Rule 6c-11 for Advisors. Managing Director, Perpetua Seidenberg, CPA, MBA, IACCP provided insights and comments[...]
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Vigilant Newsletter for March 2021
April 07, 2021As Q1 comes to an end there are lots of important Announcements and Industry Updates! One of the most awaited[...]
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