Vigilant Insights
Vigilant’s Guidance on the New SEC Marketing Rule
View 2022’s Marketing Rule Priorities On December 22, 2020, the SEC adopted a Modernized Marketing Rule for Investment Advisers. This new rule was a much anticipated […]
Read MoreVigilant’s COO, Chuck Martin, Provides Insights Towards the New Advertising Rule
Last week we saw the SEC unanimously pass the Advertising Rule for Investment Advisers as well as a rule that governs payments to solicitors. To […]
Read More5 Ways Vigilant can Help YOU Gain a Competitive Advantage in 2021.
With unprecedented uncertainty heading into 2021 it is important to have a strong Compliance program and gain a competitive advantage heading into the new year. […]
Read More